Weintraub Law Group PC provides expertise in the areas of of Securities
Law, Corporate and Business Law, and Civil and Business Litigation, Expert Witness Services, and Mediation of Transactions in the Corporate and Securities Law. The
Firm also negotiates, drafts, and
files such legal documents as consulting agreements, software licensing
agreements, employee manuals and agreements, stock option plans, and
software service agreements.
Securities Law The attorneys of Weintraub Law Group PC have vast experience in the federal and state securities law arenas. Representing issuers of securities in more than 400 public and private offerings in the mortgage, real estate, technology, life sciences, manufacturing, and other service-oriented sectors, we are astute in the registration of securities on Forms S-1, S-3, S-4, S-8, F-1, and formerly SB-2 pursuant to the Securities Act of 1933. We also have significant experience representing clients in matters under the Securities Exchange Act of 1934, including the filings of Forms 8-K, 10-K, 10-Q, and other related forms. We assist our clients in compliance issues under the Sarbanes Oxley Act and represent broker-deals.
With experience representing investment companies and advisors under the Investment Company Act of 1940 and the Investment Advisors Act of 1940, we have represented hedge funds, private equity funds, and registered investment advisors.
Also experienced in matters related to FINRA, New York Stock Exchange, American Stock Exchange, and bulletin board and pink sheet companies, Weintraub Law Group PC has effectively handled securities enforcement actions with the Securities and Exchange Commission and state securities commissions.
Corporate and Business Law Weintraub Law Group PC offers diverse services for corporate clients, ranging from the simple formation of business entities to the financing and ultimate disposition of those entities. We have extensive experience in the formation, operations, and governance of corporations, limited liability companies, partnerships, joint ventures, and strategic relationships. Our attorneys have provided outstanding legal counsel and other services in more than 400 corporate finance transactions, including a large number of private and public offerings and venture capital and private equity investments. Weintraub Law Group PC has represented both buyers and sellers in the mergers and acquisitions arena with significant success.
Weintraub Law Group PC drafts and provides legal advice in the drafting of employment, termination, and severance agreements, stock option plans, employee manuals, deferred compensation, and Internal Revenue Code Section 83 plans. Naturally, we are also available to assist clients in the drafting agreements for everyday business needs, including licenses, independent contractor agreements, marketing and distribution agreements, and manufacturing agreements.
Civil and Business Litigation Litigation is a fact of life. If you are in business, sometimes lawsuits cannot be avoided. At Weintraub Law Group PC, we know that you need to protect your business interests from competitors, vendors, and customers who don’t always follow ethical standards of practice. However, you can avoid the inefficient and costly way large firms can sometimes mismanage cases.
Weintraub Law Group PC handles all forms of litigation and dispute resolution for plaintiffs and defendants, including arbitration, mediation, and trials. Our litigation expertise ranges from prosecution of complex business cases for large corporations throughout the U.S., to local dispute resolution for individuals and small businesses. Our experienced, knowledgeable, and assertive litigation team of attorneys represent plaintiffs and defendants in lawsuits, arbitrations, and mediations to protect our clients’ businesses; enforce their contractual rights; protect their customer bases, lists, and trade secrets, and resolve disputes with other businesses and shareholders.
Many business owners have taken their litigation cases to larger firms only to quickly learn that they have employed a team of expensive and inefficient partners and associates—all at high billing rates. By contrast, at Weintraub Law Group PC, clients receive the personal attention only attainable through a small, streamlined, boutique firm—at significantly more reasonable billing rates than at larger firms.
We pride ourselves on our ability to simultaneously operate on many fronts on behalf of our clients and place the highest priority on taking preventative measures to avoid litigation. In addition, we assist clients in exploring mediation, arbitration, and other alternative dispute resolution procedures. When litigation is inevitable, we are well prepared to provide committed, aggressive representation. Our experience handling a wide variety of cases enables us to effectively deal with any extraordinary lawsuit that may arise.
Expert Witness Services Sometimes, it may be necessary to engage the services of an expert witness as part of the legal process. With 30 years of experience in corporate and securities law matters, Rick Weintraub, J.D., Founder and Managing Partner of Weintraub Law Group PC, has significant hands-on working knowledge of the relevant issues in his specific practice areas that may require expert testimony. In fact, Rick is often called upon to provide expert testimony in some of the most complex and challenging cases. He is uniquely qualified in the San Diego area to assess hypothetical fact patterns that may be analogous to actual
areas of testimony and provide keen insight of how the application of the
law applies to those fact patterns. Rick prides himself on providing superior
services in an expeditious manner for a reasonable price. He has recently supplied testimony about (i) Rule 144 issues, (ii) Regulation D preemption over state law under Section 18 of the Securities Act of 1933, (iii) the demand futility in shareholder derivative actions and (iv) unregistered broker-dealer determination. provides expert witness services in the areas of corporate and securities law.
Mediation of Transactions in the Corporate and Securities Law Weintraub Law Group PC provides outstanding mediation services for complex corporate and securities law transactional disputes. Most mediators do not have significant experience in these areas. With significant direct relevant experience, the attorneys at Weintraub Law Group PC bring a solid and unique perspective to the mediation table. Drawing from experience to expeditiously assimilate facts and assess strengths and weaknesses of complex fact patterns, Weintraub Law Group PC analyzes, evaluates, and consistently fashions the fair resolutions of disputes.
